compliance unit

отдел по соблюдению правил торговли
Существующий на всех фондовых биржах отдел, который контролирует деятельность на рынке и гарантирует соответствие проведения сделок правилам, установленным Комиссией по ценным бумагам и биржам и самими биржами. Ценные бумаги любой фирмы, не отвечающей установленным требованиям, могут быть исключены из официального котировочного листа, а нарушающие правила торговли брокерская фирма или отдельный брокер - лишены возможности принимать участие в торгах.

Англо-русский словарь по инвестициям. 2014.

Смотреть что такое "compliance unit" в других словарях:

  • Compliance Inspection — Unit Compliance Inspection (UCI) is a United States Air Force inspection conducted to assess areas mandated by law, as well as mission areas identified by senior Air Force and Major Command (MAJCOM) leadership as critical or important to the… …   Wikipedia

  • Compliance requirements — are a series of directives established by United States Federal government agencies that summarize hundreds of Federal laws and regulations applicable to Federal assistance (also known as Federal aid or Federal funds). They are currently… …   Wikipedia

  • compliance — 1. A measure of the distensibility of a chamber expressed as a change in volume per unit change in pressure. 2. The consistency and accuracy with which a patient follows the regimen prescribed by a …   Medical dictionary

  • Unit dose — A unit dose is the amount of a medication administered to a patient in a single dose.Unit dose packaging is the packaging of a single dose in a nonreusable container. It is increasingly used in hospitals, nursing homes, etc. Medications in unit… …   Wikipedia

  • Climatic Research Unit email controversy — Date 17 November 2009 Location Climatic Research Unit, University of East Anglia Also known as Climategate Inquiries House of Commons Science and Technology Committee (UK)[1] Independent Climate Change Review (UK) International Science Assessment …   Wikipedia

  • Owner compliance key — (OCK) is a patent pending automotive safety key or key fob which inhibits a driver s cellular phone functions whenever the vehicle s transmission is taken out of park. The device was designed to remedy the serious problem of cell phone driver… …   Wikipedia

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  • Special Administrative Unit of Civil Aeronautics — Unidad Administrativa Especial de Aeronáutica Civil Logo of Aerocivil Agency overview Formed …   Wikipedia

  • Land treatment unit — A land treatment unit (LTU) is a location in which land is treated, usually through bioremediation processes, to reduce the toxicity of the soil.LTUs are becoming more common as more sites needing clean up are identified. Land treatment units are …   Wikipedia

  • Toronto Police Service — Logo of the Toronto Police Service. Motto To Serve and Protect …   Wikipedia

  • Massachusetts State Police — Abbreviation MSP Patch of the Massachusetts State Police …   Wikipedia

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